Frequently Asked Questions
These FAQs do not have the force and effect of law and are not meant to bind the public in any way. These FAQs are intended only to provide clarity to the public regarding existing requirements under the law or agency policies. FTA recipients and subrecipients should refer to FTA’s statutes and regulations for applicable requirements.
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In January 2018, FTA issued request for comment notices on its transit bus automation research program and removing barriers to automation. FTA may issue additional requests for comment in the future. FTA also encourages ideas for demonstrations and strategic partnerships. Additional details will be available in upcoming Notices of Funding Opportunities.
Notices of Funding Opportunity (NOFO) are posted in the Federal Register and on Grants.gov to inform the public when some federal agencies, including FTA, have project funding available through a competitive process. The NOFO provides details on who is eligible for the grant funding, how to apply, and the application deadline. An eligible entity must apply for the funding through the appropriate application process by the established deadline to be considered for the funding.
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Most national Veterans Service Organizations have state and local chapters who may be ideal partners for the VTCLI. See the VSO information on the VTCLI Resources page. You can also use the Department of Veterans Affairs Location tool to find the nearest VA facilities in your community.
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Mobility management is eligible as a capital expense and can be used to coordinate new mobility services with traditional public transportation and other alternative services. The purpose of mobility management is to improve coordination among existing public transportation providers and other transportation service providers in order to expand the availability of transportation options. The FTA supports the National Center for Mobility Management, which provides technical assistance.
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Emergency recovery work that does not qualify under Categories 1-3 may be funded under the prorated allocations announced on March 29th, 2013, or under a future allocation of Emergency Relief funds. Grantees should provide FTA with a list of projects prior to beginning work in order to verify eligibility.Grantees have pre-award authority for the amounts allocated to them in the March 29, 2013 Federal Register Notice of Allocations, including for work performed after January 29, 2013 (and not in a contract, RFP or budgeted force account prior to January 29) provided that all federal requirements are met or a waiver is granted using the waiver request process detailed in the Notice of Availability of Emergency Relief Funding. Such costs are incurred at the grantees own risk, and there is no guarantee that such costs will be approved for Federal funding.Projects that have costs in excess of the amount allocated in the March 29 notice must request a Letter of No Prejudice (LONP) from the FTA Regional Office prior to incurring costs if they intend to seek Federal funding at a later date. The issuance of an LONP does not guarantee that the project will either be allocated funds or approved for reimbursement.
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SSO Formula Grant Program funds may be used to develop or carry out SSO programs under MAP-21. Funds may be used for operational and administrative expenses, including training, travel and equipment. States must follow the guidance provided in the Federal Register notice, Frequently Asked Questions (FAQs), CWP Template, and other guidance on the SSO Program webpage. While the responses below are intended to clarify common questions about eligible activities, FTA will review each proposed grant activity during the grant application process and will make specific eligibility determinations at that time.
States must comply with 49 C.F.R. Part 18, Uniform Administrative Requirements for Grants and Cooperative Agreements to State and Local Governments, and 2 C.F.R. Part 225 (PDF). Specific questions should be directed to the appropriate regional office.
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Transit agencies are encouraged to share activities related to automated bus operation by reaching out to the FTA Office of Research, Demonstration & Innovation at transitautomation@dot.gov.
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As FTA’s strategic transit automation research moves forward, the agency will continue to share its findings in publications, webinars, and fact sheets (among a host of other materials and venues). Information about current and upcoming activities and other resources can be found on the FTA transit automation research webpage.
In addition, see U.S. DOT’s activities in automation on the U.S. DOT Automated Vehicles Activities webpage.
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FTA is allocating funding in this notice for response, recovery, and rebuilding ($232.308 million) based on emergency operations costs and detailed damage assessments submitted by affected agencies that were prepared and verified in cooperation with FTA and the Federal Emergency Management Administration (FEMA).
Allocations for resilience ($44.2 million) are based first on a $5 million base allocation to each State or territory with at least $1 million in damages, with the remaining $24.2 million distributed proportionally according to damage assessments.
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Census data provides mean information on household characteristics such as income and race at a variety of geographic levels: census tract, block group, and block level. The decennial census is published every ten years. The American Community Survey is published annually, based on a smaller set of the population. Census data provides a geo-spatial understanding of the community. It is helpful to be familiar with Census data across multiple years in order to identify trends in the community. Whenever possible, attaining data at the block group level is recommended. Census data are used primarily for statistical purposes, for example, to produce statistics on the percentage of those living in poverty. Thresholds like the HHS poverty guidelines are primarily used for administrative purposes such as determining whether a person or family is financially eligible to receive assistance or other services under particular federal, state, or local government programs. In the context of an environmental justice analysis, Census data will help identify the population living in certain geographic area that may be considered “low income” or “minority” – geo-spatially identifying areas where environmental justice populations could be located. HHS poverty guidelines will help determine whether the community's median household income is at or below HHS poverty guideline, thereby qualifying the population as “low-income” under FTA’s program definition.
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Under Department of Transportation (DOT) Americans with Disabilities Act (ADA) regulations at 49 C.F.R. Section 37.125(g), transit operators must “establish an administrative appeal process through which individuals who are denied eligibility can obtain review of the denial.” The transit operator may require that any appeal be filed within 60 days of the denial of an application. The appeal process must include an opportunity for the applicant to be heard and to present information and arguments. Decisions regarding the appeal cannot be made by anyone who was involved in the initial decision to deny eligibility. The transit operator must provide the individual with written notification of its decision and the reasons for it. The transit operator is not required to provide paratransit service while the appeal is under consideration; however, if a decision has not been made within 30 days of the completion of the appeal process, the operator must provide paratransit service from that time until and unless a decision to deny the appeal is issued.
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If a participant acquired a van before joining the vanpool program, the value of the van should be calculated by applying straight-line depreciation beginning on the date the van was first used in the program and subtracting any federal, state or local participation, as cited in FTA circular 5010.1D.
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Department of Transportation (DOT) regulations implementing the Americans with Disabilities Act (ADA) require transit agencies to have a complaint process. If you believe an ADA violation has occurred, we encourage riders to first file a complaint or otherwise communicate with their local transit agency to give them an opportunity to resolve the situation. If you find the transit agency to be unresponsive, after waiting a reasonable amount of time for a resolution, you may decide to file a complaint with the Federal Transit Administration’s (FTA) Office of Civil Rights. The Office of Civil Rights is responsible for ensuring that providers of public transportation comply with ADA requirements. A complaint form, with mailing instructions, can be found here. A complaint should contain enough details for an investigator to understand why a complainant believes a transit agency violated the ADA and include specifics such as dates, times, and route numbers of incidents, along with any related correspondence from the transit agency. The Office’s enforcement priority is on repeated issues—not one-time operational breakdowns—so it may be important depending on the nature of the complaint allegations to keep a log of incidents, again with dates and times, to submit with the complaint. If you have questions about the types of complaints the Office of Civil Rights can process or on how to prepare a complaint, the Office can be reached directly at FTA.ADAAssistance@dot.gov or 1-888-446-4511.
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Subrecipients should coordinate with their FTA pass-through entity, who must apply for ER funds on their behalf. The same documentation required of FTA direct recipients is required of pass-through entities applying for ER funds on behalf of subrecipients. Pass-through entities must ensure that its subrecipients comply with all ER requirements.
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An EJ impact on a long range plan could become apparent through public engagement and distributional analysis. Some impact areas to consider at the regional planning level include: access to the transportation system, multi-modal options, transportation affordability, noise and vibration, air pollution, impacts to housing availability, affordability, and services in the area, etc. Keep in mind that the defining element of an “EJ impact” is 1) whether there is an impact, and 2) whether that impact disproportionately impacts those who are low-income and / or minority.
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The credit to be used as local match is calculated as follows: cost of the vans minus any Federal, state or local government assistance received.
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In addition to allocating funds for expenses under categories 1-3, FTA has allocated approximately $1.4 billion to applicants based on projected overall recovery costs as detailed in damage assessments conducted to date and validated by FTA over the past several months. These allocations were published in the Federal Register on March 29, 2013. Recipients may apply for eligible projects in TEAM up to the total amount awarded.
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Each State and Territory allocated resilience funds may determine which resilience projects to fund within the declared disaster areas of Hurricanes Harvey, Irma, and Maria. The State or Territory must submit a resilience program of projects (POP) to FTA for review for program eligibility and approval. FTA will provide a POP template with detailed instructions. You should work with the agency allocated resilience funds to determine how resilience projects will be selected for submission to FTA.
Once a resilience POP is approved, States and Territories may apply for funds on behalf of subrecipients with approved resilience projects. Any FTA direct recipients that are project sponsors for a project on an approved resilience POP may apply for the resilience funds directly in TrAMS.
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Pre-award authority is available for storm-related expenses beginning on the date disaster preparations began in response to forecasts specific to Hurricanes Harvey, Irma, and Maria. Per 49 CFR 602.11, FTA may approve pre-award authority for projects and expenses that alleviate damage caused during an incident period as defined by FEMA or in anticipation of that incident. When claiming storm-related preparation expenses prior to the arrival of the storm, the grant applicant should include a brief statement that explains the storm-related information they had, when they had it, and the activities/expenses incurred in response to that information. In areas affected by both Hurricane Irma and Hurricane Maria, the applicant must note which storm the emergency operations were in response to.
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FTA has been working closely with grantees in the storms’ aftermath and has utilized in-house staff and expert contractor support to help conduct and verify the damage assessments that form the basis for reimbursement requests.
To receive FTA ER funding, grantees must comply with ER program requirements as documented in the FTA Emergency Relief Program Final Rule and further explained in the Emergency Relief Manual, and must provide FTA with appropriate documentation in advance of any Federal funds being disbursed.
In addition to FTA’s standard oversight of grantees, FTA reserves the right to conduct more frequent and/or specific assessments as needed.
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Long range plans and public participation plans, should clearly demonstrate how the needs and concerns of the EJ community are incorporated into the planning process and its products from visioning to project development and operations. Agencies should use public involvement to clearly demonstrate that they understand the needs of the community and reflect those needs and concerns throughout the planning process. Planning agencies should engage the public and enhance their analytical capabilities to identify current and projected transportation patterns of low-income and minority populations and ensure that they address any concerns related to the public transportation requirements for such communities.